Founder Legal Protocol

Startup Founder IP Assignment & 83(b) Tax Cheatsheet

⚡ The Critical 83(b) Tax Election

  • 🚨 Strict 30-Day Deadline: Must be mailed certified to IRS within 30 days of receiving restricted stock.
  • Zero Flexibility: Missing this deadline triggers devastating ordinary income tax on equity as it vests.
  • Certified Mail: Send with USPS Certified Mail + Return Receipt Requested.
  • Corporate Records: Save a stamped copy in company legal records.

📜 Proprietary Information & Inventions (PIIA)

  • 100% IP Assignment: Assigns all pre-incorporation code, domain names, and designs to the company entity.
  • Prior Inventions Carve-out: Explicitly list any personal side-projects to prevent co-mingling disputes.
  • All Contributors Must Sign: Founders, early contractors, and advisors must sign before writing code.

⏳ Standard Founder Vesting Protocol

  • 4-Year Vesting / 1-Year Cliff: Standard venture capital expectation. 0% vests until Month 12 (25%), then 1/48th monthly.
  • Double-Trigger Acceleration: Protects founders if company is acquired and they are terminated without cause.
  • Repurchase Option: Company can repurchase unvested shares at original issue price if founder leaves.

🔐 Data Room Due Diligence Essentials

  • 💎 Signed Certificate of Incorporation (Delaware Secretary of State)
  • 💎 Bylaws, Board Consent, and Stock Purchase Agreements
  • 💎 Fully executed Cap Table with SAFE notes and stock ledger
  • 💎 EIN Confirmation Letter (IRS Form CP 575)